Listening to Chairman Cox of the SEC speak of "throwing the book" at transgressions of manipulative behavior makes for great comedy.
If only they could work so fast at throwing brokers out of the industry who year after year, float around from shop to shop and rip the heart and soul out of investors nest-eggs. It's 2008 and you can't even log onto a SEC website and find out all there is to know about the regulatory fines and judgements that have been thrown at stockbrokers who are able to impoverish clients and elude regulators for so long.
Native American Advisors, Inc.
- Dean Parisian
- CHIPPEWA PARTNERS is a Registered Investment Advisor and provides investment management to private investors, retirement plans and Native American tribal entities. Founded in 1995 as a fee-only money manager we are about doing the right things the right way and our expertise developed over 25 years balances financial acumen with absolute integrity. Dean Parisian is a former NASD and NYSE arbitrator and very successful trader who started his career on Wall Street in 1982 with Kidder Peabody and then with Drexel Burnham Lambert. The firm is a Life Member of the National Congress of American Indians and adheres to fiduciary standards. As a private, unbiased firm we know what to do and are prepared to do it. We invite your inquiry to manage your assets. ChippewaPartners@aol.com. Office: 877-772-1621 www.chippewapartners.com
Thursday, April 24, 2008
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